securities and futures authority การใช้

• They will be monitored by the U . K .'s Securities and Futures Authority.
• The Securities and Futures Authority is an industry group that licenses securities traders in London.
• Such rules have moreover been adopted in the United Kingdom by the Securities and Futures Authority.
• The British Broadcasting Corp . said the Securities and Futures Authority was considering a formal investigation
• Both former executives are fighting proposed discipline by the U . K .'s Securities and Futures Authority.
• The Security and Futures Authority and the Bank of England planned a joint investigation, The Sunday Telegraph reported.
• The U . S . Commodities Futures Trading Commission and Britain's Securities and Futures Authority are investigating the scandal.
• Regent declined to reply, but said they aren't a brokerage and thus aren't regulated by the Securities and Futures Authority.
• The Securities and Futures Authority also has pending disciplinary action against Brauch, who could not be reached for comment Tuesday.
• Neither Morgan Stanley nor the Securities and Futures Authority, which regulates financial traders in Britain, would discuss specifics of the irregularities.
• NatWest also said it informed the Securities and Futures Authority, Britain's industry watchdog, about another trader who has left the company.
• The company told the Securities and Futures Authority, a British regulatory agency, that its main brokerage arm would cease trading yesterday.
• It has informed the U . K .'s Securities and Futures Authority about Papouis, as well as the Bank of England.
• Christopher Sharples, chairman of the Securities and Futures Authority, told the BBC " Panorama " program for a show airing Monday night.
• That would mean merging the Securities and Futures Authority, the Investment Management Regulatory Organization, and the Personal Investment Authority into the SIB.
• It was so big that it triggered a two-and-a-half-year investigation of Winchester by the U . K .'s Securities and Futures Authority.
• NatWest Markets said one of its former traders had been reported to the Securities and Futures Authority, which regulates trading in London.
• David Jones, a spokesman for the Securities and Futures Authority, said his unit is also monitoring the situation but declined further comment.
• SBC bosses should have stopped them from buying too much Yorkshire Electricity stock, said Nick Durlacher, chairman of the Securities and Futures Authority.
• San Francisco-based GT Capital Management has challenged Regent's takeover bid, requesting an investigation by the U . K .'s Securities and Futures Authority.